DUTY & RESPONSIBILITY
- Manage the performance of the Compliance Management Team.
- Manage all alert cases that are related to customer performance on domestic transactions in AML system.
- Maintain relationship with NBC and respond to all requests and other ad - hoc reports
- To maintain, create, update and review to Compliance guideline, policies and procedure / memo as well as to provide KYC consultant and review to the request from relevant stakeholder.
- To provide KYC / AML & CFT training to relevant stakeholder such as BCO, BQC and operation staff.
- Review and finalize all the reports within Compliance Management Team and further submit to Head of Compliance. The report will include daily, monthly, and quarterly reports.
- Final review and sign off for all STR filing to suspicious transactions / customer conducted by junior staffs within Compliance Management Team before further submit to Head of Compliance.
- Conduct branch visit to check and monitor BCO's implementation and raise findings and recommendation for improvement.
- Provide compliance legal advice to relevant stakeholder as upon request.
- Attend internal and external training / meeting as per assigned by Head of Compliance.
- Perform other assignment as assigned by Head of Compliance and Chief Risk Officer.
QUALIFICATION
- University Degree in Banking and Finance, Law, Business Administration or other equivalent;
- 2 years of experiences in Banking Operation industry;
- Having experiences in audit, compliance and legal is highly desired;
- Sound knowledge of CDD process for AML/CFT;
- Advanced knowledge of Microsoft Office Suite especially Excel;
- Good communication skills;
- Exceptional office computing skills — MS PowerPoint, Word, Excel, Outlook
