Job Title


Closing Date

: Senior Compliance Operation Officer

: Head Office

: 31-Aug-2019

Minimum Requirements:

  • University Degree in Banking and Finance, Law, Business Administration or other equivalent
  • 1 years of experiences in Banking Operation industry
  • Having experiences in audit, compliance and legal is highly desired
  • Sound knowledge of CDD process for AML/CFT
  • Advanced knowledge of Microsoft Office Suite especially Excel
  • Good communication skills
  • Good command in both spoken and written English
  • Able to travel to province for fieldwork at branch.


  • Conduct KYC/CDD check and performance on all oversea remittance transaction (ITT& OTT) as per approval in Delegation of Authority (DoA)
  • Investigating and monitoring to alert cases in AML System
  • Assist to maintain both local and international correspondence banking relationship: Response to all customer KYC questionnaire, Response to all RMA review and request on KYC from oversea bank
  • Conduct annual AML questionnaire review and update to all local bank
  • Perform and update list of Sanction Countries and High Risk Country and circulate to branches/operation in every 3 months
  • Provide compliance advice to relevant stakeholder upon request
  • Respond to NBC ad-hoc customer KYC request and STR/CTR filing
  • Attend internal and external training as per assigned
  • Perform other task as per assigned by Compliance Operation Manager, Head of Compliance.